While the SFC has several sets of guidelines governing how banks and brokers handle transactions, it is seeking to frame a detailed code of conduct for capital raisings for the first time as part of recent efforts to tighten supervision.Hong Kong plans new #39;code of conduct#39; for equity and debt deals
While the SFC has several sets of guidelines governing how banks and brokers handle transactions, it is seeking to frame a detailed code of conduct for capital raisings for the first time as part of recent efforts to tighten supervision.
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